The Insured purchased 500,000 shares in excess of the number requested by the client and a loss was made on the sale.

£370,000

A project was established by a client and sponsored by the Insured to set up funds for investment in small overseas companies.  Little interest was shown and the fund had to be wound up.

£150,000

The client alleged unauthorised dealings which led to a loss.

£75,000

An error by the Insured led to a share placing being aborted.

£50,000

It was alleged that the Insured mismanaged the flotation of a private company.

£50,000

The Insured dealt in the wrong gilt edged stock.

£20,000